Institutions

An institution's Schedule 13D and 13G stakes: its latest 13D or 13G on each listed security it ever disclosed, held stakes first and newest event first, with the event and filing dates, the shares (restated onto today's split basis) and percent of class, the change since the filer's previous filing on that security, a 13D's Item 4 purpose where read, and a status: current; unconfirmed (no filing in 24 months; a 13D or 13G stays in force until amended, so the stake is kept and never assumed sold); below_threshold (the latest filing reports under 5%, the amendment that ends the filer's duty to amend, not necessarily the holding); exited (no shares); or security_retired (the issuer no longer trades in the US). The default view lists current and unconfirmed stakes; view=all adds the rest. These are event-dated 5% stakes, never a quarter-end portfolio: the 13F book is under v1/institutions/{cik}/portfolio. A filer that files only 13D or 13G resolves by CIK like any other.

Changed on
get/v1/institutions/{cik}/beneficial-ownership

Request

Path parameters

cikstring required

SEC CIK of the institution (see GET v1/institutions).

Query parameters

viewstring

default (current and unconfirmed stakes) or all (every stake, including those reported below 5%, exited, or on a security that no longer trades).

limitinteger

Maximum rows to return (1–500; default varies per endpoint).

offsetinteger

Rows to skip before the first returned row (default 0).

Response

OK

namestring nullable
cikstring nullable
viewstring nullable

default (current and unconfirmed stakes) or all (every stake the filer ever disclosed).

hiddenCountinteger

Stakes the default view leaves out: reported below 5%, exited, or on a security that no longer trades.

notestring nullable

A 13D or 13G stays in force until amended, so an unconfirmed stake is kept and never assumed sold.

Changes