SEC enforcement actions

Searches official SEC litigation releases, administrative proceedings, and Accounting and Auditing Enforcement Releases (AAERs). Preserve release URLs and source fields when reviewing a result. publishedAt is the source publication date; classifications and extracted penalties are derived fields, and a missing penalty is not zero. Continue with the returned nextCursor value for the same filters. See API conventions.

get/v1/events/enforcement

Request

  • Base URL: https://api.turos.app
  • URL: https://api.turos.app/v1/events/enforcement
  • Auth: one of:
    • API key in header x-api-key
    • HTTP bearer

Query parameters

querystring

Full-text search across enforcement title, excerpt, release number, and document URL.

source_type'litigation_release' | 'administrative_proceeding' | 'aaer'

SEC enforcement source family.

violation_type'fraud' | 'insider_trading' | 'reporting_violation' | 'market_manipulation' | 'registration_violation' | 'investment_adviser' | 'broker_dealer' | 'municipal_securities' | 'other'

Classifier-derived violation family.

respondentstring

Respondent name text filter.

tickerstring

Issuer ticker to resolve against respondent names.

cikstring

Issuer CIK to resolve against respondent names.

penalty_minnumber

Minimum penalty amount in USD.

penalty_maxnumber

Maximum penalty amount in USD.

date_fromstring date

Inclusive publication-date lower bound.

date_tostring date

Inclusive publication-date upper bound.

limitinteger

Maximum enforcement events to return.

cursorinteger

Non-negative pagination offset.

view'default' | 'compact' | 'agent'

Response shape. Use agent for a compact cited release record; compact currently matches the default row shape.

Response

Successful response

object required

Changes

No recorded changes to this operation across all 1 revision of this API.