reference

GET /stocks/filings/vX/form-5

Changed on

SEC Form 5 filings: annual statements of changes in beneficial ownership of securities. Filed by corporate insiders (directors, officers, and 10%+ shareholders) within 45 days of the issuer's fiscal year end to report transactions that were exempt from or deferred from Form 4, and any Form 4 transactions that were not reported on time. A filing with several reporting owners has one row per owner for each transaction or holding.

Request

  • Base URL
    https://api.massive.com
  • URL
    https://api.massive.com/stocks/filings/vX/form-5
  • Auth
    API key in query parameter apiKey

Query parameters

issuer_cikstring

SEC Central Index Key of the issuer company (10 digits, zero-padded).

issuer_cik.any_ofstring

Filter equal to any of the values. Multiple values can be specified by using a comma separated list.

owner_cikstring

SEC Central Index Key of the reporting owner (10 digits, zero-padded).

owner_cik.any_ofstring

Filter equal to any of the values. Multiple values can be specified by using a comma separated list.

tickersstring

Filter for arrays that contain the value.

tickers.all_ofstring

Filter for arrays that contain all of the values. Multiple values can be specified by using a comma separated list.

tickers.any_ofstring

Filter for arrays that contain any of the values. Multiple values can be specified by using a comma separated list.

form_typestring

SEC form type ('5' for standard filing, '5/A' for amendments).

filing_datestring

Date when the filing was submitted to the SEC (formatted as YYYY-MM-DD). Value must be formatted 'yyyy-mm-dd'.

filing_date.gtstring

Filter greater than the value. Value must be formatted 'yyyy-mm-dd'.

filing_date.gtestring

Filter greater than or equal to the value. Value must be formatted 'yyyy-mm-dd'.

filing_date.ltstring

Filter less than the value. Value must be formatted 'yyyy-mm-dd'.

filing_date.ltestring

Filter less than or equal to the value. Value must be formatted 'yyyy-mm-dd'.

transaction_codestring

SEC transaction code indicating the type of transaction (e.g., 'G' for gift, 'J' for other acquisition or disposition, 'A' for grant/award, 'S' for sale). Null for holdings.

limitinteger

Limit the maximum number of results returned. Defaults to '100' if not specified. The maximum allowed limit is '10000'.

sortstring

A comma separated list of sort columns. For each column, append '.asc' or '.desc' to specify the sort direction. The sort column defaults to 'filing_date' if not specified. The sort order defaults to 'desc' if not specified.

Response

A list of results.

next_urlstring

If present, this value can be used to fetch the next page.

request_idstring required

A request id assigned by the server.

status'OK' required

The status of this request's response.

Changes