---
title: "SEC Regulation A Filing"
method: POST
path: "/us/sec-offerings/reg-a-filing/v1"
tags: ["United States", "SEC Crowdfunding and Reg A"]
---

# SEC Regulation A Filing

`POST /us/sec-offerings/reg-a-filing/v1`

## Request

- Base URL: `https://api.croma.run`
- URL: `https://api.croma.run/us/sec-offerings/reg-a-filing/v1`
- Auth: HTTP bearer

Resolve one Regulation A filing by its EDGAR accession number and return it in full: issuers, balance sheet and income statement, offering terms and fees, securities, jurisdictions, and for a report what each offering sold. `found: false` when there is none under that number. Served by Croma (`as_of` says how current the data is), brought up to date as the SEC publishes each quarter.

**Dataset endpoint**: answers from the whole source in milliseconds and carries `as_of`.

## Headers

- `Idempotency-Key` string

## Request body

- object
  - `accession_number` string, required: Número de acceso de EDGAR del filing, p. ej. `0001587468-26-000001`.

## Response `200`

Successful response

- SecRegAFilingResponse
  - `data` SecRegAFilingData, required
    - `found` boolean, required
    - `accession_number` string, required
    - `as_of` string, nullable, required: How current the data in this response is.
    - `filing` object, nullable, required
      - `accession_number` string, required: EDGAR's accession number, the key of the filing.
      - `form_type` string, required: `1-A`, `1-A/A`, `1-A POS`, `1-K`, `1-K/A`, `1-Z` or `1-Z/A`.
      - `filed_on` string, required: `yyyy-mm-dd` EDGAR accepted the filing.
      - `file_number` string, nullable, required: The SEC file number it is filed under: the offering's (`024-`) for an offering statement, the issuer's reporting number (`24R-`) for a report.
      - `offering_file_number` string, nullable, required: The offering's file number (`024-`) as the filing states it: on amendments and post-qualification amendments; empty on the original 1-A, whose `file_number` carries it.
      - `draft_file_number` string, nullable, required: The draft offering statement's file number, when there was one.
      - `issuer_cik` string, nullable, required: The issuer's EDGAR CIK, without leading zeros.
      - `issuer_name` string, nullable, required
      - `is_shell_company` boolean, nullable, required
      - `is_successor` boolean, nullable, required
      - `reporting_period` string, nullable, required
      - `issuers` object[], required: The issuer and its co-issuers.
        - `name` string, nullable, required
        - `cik` string, nullable, required
        - `jurisdiction` string, nullable, required
        - `year_incorporated` number, nullable, required
        - `sic_code` string, nullable, required
        - `full_time_employees` number, nullable, required
        - `part_time_employees` number, nullable, required
      - `issuer_names` string[], required: Every issuer's name, for search.
      - `address` object, required
        - `street_1` string, nullable, required
        - `street_2` string, nullable, required
        - `city` string, nullable, required
        - `state_or_country` string, nullable, required: The state or country of the issuer's address, as EDGAR codes it.
        - `zip_code` string, nullable, required
      - `phone` string, nullable, required
      - `contact_name` string, nullable, required: Who the SEC's staff should contact about the filing.
      - `industry_group` string, nullable, required
      - `financials` object, required: From the offering statement's balance sheet and income statement, US dollars.
        - `cash_equivalents` number, nullable, required
        - `investment_securities` number, nullable, required
        - `total_investments` number, nullable, required
        - `accounts_receivable` number, nullable, required
        - `loans` number, nullable, required
        - `property_plant_equipment` number, nullable, required
        - `property_and_equipment` number, nullable, required
        - `total_assets` number, nullable, required
        - `accounts_payable` number, nullable, required
        - `policy_liabilities_and_accruals` number, nullable, required
        - `deposits` number, nullable, required
        - `long_term_debt` number, nullable, required
        - `total_liabilities` number, nullable, required
        - `total_stockholder_equity` number, nullable, required
        - `total_liabilities_and_equity` number, nullable, required
        - `total_revenues` number, nullable, required
        - `total_interest_income` number, nullable, required
        - `costs_applicable_to_revenues` number, nullable, required
        - `total_interest_expenses` number, nullable, required
        - `depreciation_and_amortization` number, nullable, required
        - `net_income` number, nullable, required
        - `earnings_per_share_basic` number, nullable, required
        - `earnings_per_share_diluted` number, nullable, required
      - `auditor` string, nullable, required
      - `certifications` object, required
        - `eligible` boolean, nullable, required
        - `not_disqualified` boolean, nullable, required
        - `bad_actor_disclosure` boolean, nullable, required
        - `no_jurisdictions` boolean, nullable, required
        - `same_jurisdictions` boolean, nullable, required
        - `no_unregistered_sales` boolean, nullable, required
        - `securities_act_exemption` string, nullable, required
      - `offering` object, required
        - `tier` string, nullable, required: `Tier1` or `Tier2`.
        - `audit_status` string, nullable, required
        - `delayed_or_continuous` boolean, nullable, required
        - `within_one_year` boolean, nullable, required
        - `after_qualification` boolean, nullable, required
        - `best_efforts` boolean, nullable, required
        - `solicitation_proposed` boolean, nullable, required
        - `resale_by_affiliates` boolean, nullable, required
        - `securities_offered` number, nullable, required
        - `outstanding_securities` number, nullable, required
        - `price_per_security` number, nullable, required
        - `issuer_aggregate` number, nullable, required
        - `security_holder_aggregate` number, nullable, required
        - `qualification_aggregate` number, nullable, required
        - `concurrent_aggregate` number, nullable, required
        - `total_aggregate` number, nullable, required: The whole offering, US dollars.
        - `providers` object, required
          - `underwriter` object, required
            - `name` string, nullable, required
            - `fees` number, nullable, required
          - `sales_commissions` object, required
            - `name` string, nullable, required
            - `fees` number, nullable, required
          - `finders` object, required
            - `name` string, nullable, required
            - `fees` number, nullable, required
          - `auditor` object, required
            - `name` string, nullable, required
            - `fees` number, nullable, required
          - `legal` object, required
            - `name` string, nullable, required
            - `fees` number, nullable, required
          - `promoters` object, required
            - `name` string, nullable, required
            - `fees` number, nullable, required
          - `blue_sky` object, required
            - `name` string, nullable, required
            - `fees` number, nullable, required
        - `broker_dealer_crd_number` string, nullable, required
        - `estimated_net_amount` number, nullable, required
        - `clarification` string, nullable, required
      - `securities_offered_types` object[], required
        - `type` string, nullable, required
        - `other_description` string, nullable, required
      - `securities_outstanding` object[], required
        - `type` string, nullable, required
        - `name` string, nullable, required
        - `outstanding` number, nullable, required
        - `cusip` string, nullable, required
        - `publicly_traded` string, nullable, required
      - `unregistered_sales` object[], required: Securities sold in the past year without registration.
        - `issuer_name` string, nullable, required
        - `title` string, nullable, required
        - `total_amount` number, nullable, required
        - `principal_holders_amount` number, nullable, required
        - `aggregate_amount` string, nullable, required
        - `consideration_basis` string, nullable, required
      - `issue_jurisdictions` string[], required
      - `dealer_jurisdictions` string[], required
      - `report` object, nullable, required: On a 1-K or 1-Z.
        - `form_indication` string, nullable, required
        - `fiscal_year_end` string, nullable, required
        - `rule_257` boolean, nullable, required
      - `securities_reported` string[], required: On a 1-K: the securities it reports on.
      - `offerings_reported` object[], required: On a 1-K or 1-Z: what each offering sold and raised.
        - `commission_file_number` string, nullable, required
        - `qualified_on` string, nullable, required
        - `commenced_on` string, nullable, required
        - `commenced_on_as_filed` string, nullable, required
        - `qualified_securities_sold` number, nullable, required
        - `offering_securities_sold` number, nullable, required
        - `sold_by_issuer` number, nullable, required
        - `sold_by_security_holders` number, nullable, required
        - `price_per_security` number, nullable, required
        - `aggregate_price` number, nullable, required
        - `aggregate_price_security_holders` number, nullable, required
        - `fees` object, required
          - `underwriter` number, nullable, required
          - `sales_commissions` number, nullable, required
          - `finders` number, nullable, required
          - `auditor` number, nullable, required
          - `legal` number, nullable, required
          - `promoters` number, nullable, required
          - `blue_sky` number, nullable, required
        - `broker_dealer_crd_number` string, nullable, required
        - `issuer_net_proceeds` number, nullable, required
        - `clarification` string, nullable, required
        - `service_providers` object[], required
          - `type` string, nullable, required
          - `name` string, nullable, required
      - `reported_offering_file_numbers` string[], required: The offerings (`024-`) a report covers.
      - `suspension_certifications` object[], required
        - `class_title` string, nullable, required
        - `file_number` string, nullable, required
        - `approximate_record_holders` number, nullable, required
      - `signatures` object[], required
        - `cik` string, nullable, required
        - `issuer_name` string, nullable, required
        - `issuer_name_2` string, nullable, required
        - `signed_by` string, nullable, required
        - `signed_on` string, nullable, required
        - `title` string, nullable, required
      - `filing_url` string, required: The filing on EDGAR.
      - `documents_status` 'stored' | 'partial' | 'unavailable' | 'pending', required: `stored` (every document is kept), `partial` or `unavailable` (EDGAR has not served every one yet; the next read retries), `pending` (not read yet).
      - `documents` object[], required: Every document of the filing: our byte-identical copy (`document_url`) and EDGAR's (`source_document_url`).
        - `name` string, required: The file name EDGAR gives it.
        - `bytes` integer, nullable, required
        - `modified_at` string, nullable, required: When EDGAR last wrote the file, as EDGAR lists it (`yyyy-mm-dd hh:mm:ss`, Eastern time).
        - `content_type` string, nullable, required: What the file is, read from its bytes.
        - `document_url` string, nullable, required: Our byte-identical copy; null while it could not be read.
        - `source_document_url` string, required: The file on EDGAR.

## Other responses

- `400`: Invalid request body
- `401`: Missing or invalid API key
- `429`: Rate limit exceeded
- `500`: Internal error
- `502`: Upstream source returned an error

---

[API](https://skmtc.dev/usecroma/apis/croma-marketplace-api.md) · [All operations](https://skmtc.dev/usecroma/apis/croma-marketplace-api/llms.txt) · [OpenAPI document](https://skmtc.dev/usecroma/apis/croma-marketplace-api/revisions/df016cdb29d7?raw)