---
title: "Exempt securities offerings (Regulation D private placements) reported by a company on SEC Form D, newest first. A \"D/A\" amendment row restates a prior notice for the SAME offering (issuers re-amend annually), so summing amounts across rows overcounts capital raised — group rows by dateOfFirstSale and keep the latest filing per offering."
method: GET
path: "/v1/stocks/{ticker}/exempt-offerings"
tags: ["Filings"]
---

# Exempt securities offerings (Regulation D private placements) reported by a company on SEC Form D, newest first. A "D/A" amendment row restates a prior notice for the SAME offering (issuers re-amend annually), so summing amounts across rows overcounts capital raised — group rows by dateOfFirstSale and keep the latest filing per offering.

`GET /v1/stocks/{ticker}/exempt-offerings`

## Request

- Base URL: `https://api.equibles.com`
- URL: `https://api.equibles.com/v1/stocks/{ticker}/exempt-offerings`
- Auth: HTTP bearer
- TypeScript: <https://skmtc.dev/equibles/apis/equibles-api/docs/v1/stocks/:ticker/exempt-offerings/get.ts> (a function with typed inputs; its response is checked against the schema)

## Path parameters

- `ticker` string, required

## Query parameters

- `startDate` string, date
- `endDate` string, date
- `limit` integer
- `offset` integer

## Response `200`

OK

- ExemptOfferingDtoPagedResponse
  - `listingNotice` ListingNotice: What happened to a requested ticker that no longer trades. "delisted": the company has no current US listing, so the answer is its history. "renamed": the company now trades as successorTicker, its current US presentation ticker (possibly another share class). A listed series (short volume, short interest, off-exchange volume, fails-to-deliver, congressional trades) is the retired ticker's own; a company-level read is the company's data.
    - `status` string, nullable: "delisted" or "renamed".
    - `ticker` string, nullable: The retired ticker as listed.
    - `delistedOn` string, date, nullable: The day the retired listing stopped trading, when known.
    - `successorTicker` string, nullable: For "renamed", the company's current US presentation ticker; null for "delisted".
  - `data` ExemptOfferingDto[], nullable
    - `filedDate` string, date: Date the notice was filed with the SEC.
    - `accessionNumber` string, nullable: SEC accession number of this filing — the stable per-filing identifier.
    - `isAmendment` boolean: True when the submission is a "D/A" amendment restating a prior "D" for the same offering.
    - `dateOfFirstSale` string, date, nullable: Date of first sale when reported; null when the issuer marked it as yet to occur. Rows sharing a first-sale date describe the same offering — the natural key for collapsing an original notice and its amendments.
    - `industryGroup` string, nullable: Reported industry group, e.g. "Pooled Investment Fund", "Technology".
    - `totalOfferingAmount` integer, nullable: Total dollar amount of the offering; null when reported as "Indefinite" (see isOfferingAmountIndefinite).
    - `isOfferingAmountIndefinite` boolean: True when the issuer reported the total offering amount as "Indefinite".
    - `totalAmountSold` integer: Dollar amount sold to date, as of this filing.
    - `totalRemaining` integer, nullable: Dollar amount still being offered as of this filing; null when reported as "Indefinite" (see isRemainingIndefinite).
    - `isRemainingIndefinite` boolean: True when the issuer reported the remaining amount as "Indefinite".
    - `minimumInvestmentAccepted` integer: Minimum investment the issuer will accept, in dollars.
    - `totalInvestors` integer: Total number of investors who have already invested in the offering.
    - `federalExemptions` string, nullable: Claimed Regulation D exemptions, e.g. "06b, 3C, 3C.7".
  - `meta` PageMeta
    - `limit` integer
    - `offset` integer
    - `count` integer
    - `hasMore` boolean
    - `total` integer, nullable

## Other responses

- `400`: Bad Request
- `404`: Not Found

## Changes

- **2026-11-06** `666e06778588`: 4 info
  - added the optional property `error/availableDates` to the response with the `400` status
  - added the optional property `error/availableDates` to the response with the `404` status
  - added the optional property `listingNotice` to the response with the `200` status
  - added the optional property `meta/total` to the response with the `200` status

[Operation history](https://skmtc.dev/equibles/apis/equibles-api/changes/v1/stocks/:ticker/exempt-offerings/get.md)

---

[API](https://skmtc.dev/equibles/apis/equibles-api.md) - [All operations](https://skmtc.dev/equibles/apis/equibles-api/llms.txt) - [OpenAPI document](https://skmtc.dev/equibles/apis/equibles-api/revisions/83f13ba1a993?raw)