---
title: "Operational data for a registered fund from SEC Form N-CEN annual reports, newest first, each with the service providers named on it. Accepts the same exact fund-series identifiers and verified aliases as directory search. N-CEN is registrant-level and currently imported through tracked issuer feeds; coverage and coverageNote make that boundary explicit when data is empty."
method: GET
path: "/v1/funds/{ticker}/operations"
tags: ["Funds"]
---

# Operational data for a registered fund from SEC Form N-CEN annual reports, newest first, each with the service providers named on it. Accepts the same exact fund-series identifiers and verified aliases as directory search. N-CEN is registrant-level and currently imported through tracked issuer feeds; coverage and coverageNote make that boundary explicit when data is empty.

`GET /v1/funds/{ticker}/operations`

## Request

- Base URL: `https://api.equibles.com`
- URL: `https://api.equibles.com/v1/funds/{ticker}/operations`
- Auth: HTTP bearer
- TypeScript: <https://skmtc.dev/equibles/apis/equibles-api/docs/v1/funds/:ticker/operations/get.ts> (a function with typed inputs; its response is checked against the schema)

## Path parameters

- `ticker` string, required

## Query parameters

- `limit` integer

## Response `200`

OK

- FundOperationsResponse: Form N-CEN reports with the dataset boundary that applies when the list is empty.
  - `coverage` string, nullable: N-CEN is registrant-level and this dataset currently imports it through tracked issuer feeds. This value is always "registrantLevelTrackedIssuerFeed".
  - `coverageNote` string, nullable: Human-readable interpretation of the coverage boundary. An empty data array is not evidence that the fund did not file Form N-CEN.
  - `listingNotice` ListingNotice: What happened to a requested ticker that no longer trades. "delisted": the company has no current US listing, so the answer is its history. "renamed": the company now trades as successorTicker, its current US presentation ticker (possibly another share class). A listed series (short volume, short interest, off-exchange volume, fails-to-deliver, congressional trades) is the retired ticker's own; a company-level read is the company's data.
    - `status` string, nullable: "delisted" or "renamed".
    - `ticker` string, nullable: The retired ticker as listed.
    - `delistedOn` string, date, nullable: The day the retired listing stopped trading, when known.
    - `successorTicker` string, nullable: For "renamed", the company's current US presentation ticker; null for "delisted".
  - `data` FundOperationsReportDto[], nullable
    - `filedDate` string, date
    - `reportPeriodEnd` string, date: The last day of the fiscal period the report covers.
    - `investmentCompanyType` string, nullable: Investment-company registration type, e.g. "N-1A" open-end/ETF, "N-2" closed-end.
    - `investmentCompanyFileNumber` string, nullable: Investment Company Act file number, e.g. "811-02409".
    - `isAmendment` boolean
    - `isFirstFiling` boolean
    - `isLastFiling` boolean
    - `serviceProviders` FundServiceProviderDto[], nullable
      - `role` string, nullable: Human-readable role, e.g. "Investment Adviser", "Custodian", "Transfer Agent".
      - `name` string, nullable
      - `country` string, nullable
      - `isAffiliated` boolean

## Other responses

- `400`: Invalid request — a malformed parameter value or a query parameter this endpoint does not support.
- `404`: Not Found

## Changes

- **2026-11-06** `666e06778588`: 5 info
  - added the non-success response with the status `400`
  - added the optional property `coverage` to the response with the `200` status
  - added the optional property `coverageNote` to the response with the `200` status
  - added the optional property `error/availableDates` to the response with the `404` status
  - …1 more

[Operation history](https://skmtc.dev/equibles/apis/equibles-api/changes/v1/funds/:ticker/operations/get.md)

---

[API](https://skmtc.dev/equibles/apis/equibles-api.md) - [All operations](https://skmtc.dev/equibles/apis/equibles-api/llms.txt) - [OpenAPI document](https://skmtc.dev/equibles/apis/equibles-api/revisions/879ad16326ad?raw)
